FOREIGN INVESTOR QUESTIONNAIRE
THIS QUESTIONNAIRE MUST BE COMPLETED AND DELIVERED TO FORDHAM FINANCIAL MANAGEMENT IN ORDER FOR YOU TO REGISTER AS A FOREIGN INVESTOR AND BE CONSIDERED AS A PROSPECTIVE PURCHASER OF SECURITIES IN PRIVATE OFFERINGS.
The purpose of this Questionnaire is to determine whether you meet the standards for participation in a non-public offering under Section 4(2) of the Securities Act of 1933, as amended (“Act”). The securities have not been and will not be registered with the Securities and Exchange Commission under the Act. The shares are being sold in reliance upon an exemption from the registration and qualification requirements of the Act.
Please complete and deliver this Questionnaire to Fordham Financial Management electronically. Your answers will, at all times, be kept strictly confidential; however, each individual who completes this Questionnaire hereby agrees that to Fordham Financial Management may present this Questionnaire to such parties as it deems appropriate for verification in order to assure itself and future issuers that the subsequent offer and sale of securities will not result in violation of the registration provisions of the Act.