Investment Banking

Fordham Financial Management is a full-service investment banking firm specializing in creative capitalization solutions for middle market and emerging growth companies with undervalued or undiscovered market potential. The Firm is committed to advancing the goals of our corporate clients by providing strategic and financial advisory services including private placements, mergers, acquisitions, initial public offerings, financial restructurings and loans. With more than two decades of specialized experience, Fordham’s innovative formulas are designed to build wealth for both our corporate and investor clients.

Equity Transaction Focus:

  • Initial Public Offerings
  • Underwritten Follow-On and Secondary Offerings
  • Special Purpose Acquisition Company (“SPAC”) Initial Public Offerings
  • Mergers and Acquisitions
  • Registered Direct Placements and PIPEs
  • Private Capital Procurement
  • Debt Financing
  • Public Equity Financing

Financial and General Advisory Services

  • Uplistings and Dual Listings
  • Listing on a national exchange (NASDAQ or NYSE American)
  • OTCQX
  • Program overview
  • Requirements and standards
  • ADR overview
  • Jobs Act overview
  • Market strategy – including non-deal roadshows
  • Comparable company and precedent transaction analysis
  • Develop short and long-term goals focusing on corporate and shareholder value